James Wachendorf
James Wachendorf, RICP®
LPL Financial Advisor
825 Mormon Trek Blvd
Iowa City, IA 52246
(319) 341-4504 | (319) 331-9183
jameswachendorf@greenstatewm.org
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James Wachendorf is an LPL Financial Advisor for GreenState Wealth Management.
James’ career has been committed to financial services since graduating in 2009 from the University of Iowa Tippie College of Business. James worked for MassMutual Financial Group from 2009 to 2014 as a financial advisor. During his time there he was recognized as both a “Rising Leader” and “Leader” for his personal production. In 2014, he joined his father, Jim, at Mid America Securities to expand the financial planning operation.
James lives in North Liberty with his wife Tara and sons Jensen and Tate.
In 2019, James received his Retirement Income Certified Professional (RICP®) designation. James’ specialties are in retirement planning, social security strategies, customized investment portfolios, income strategies, estate planning, insurance and risk management.
James currently holds FINRA Series 6, 7, 63 & 65 registrations through LPL Financial, as well as state Life and Health Insurance licenses.
Securities and advisory services are offered through LPL Financial (LPL), a registered investment advisor and broker/dealer (member FINRA/SIPC).Insurance products are offered through LPL or its licensed affiliates. GreenState Credit Union and GreenState Wealth Management are not registered as a broker/dealer or investment advisor. Registered representatives of LPL offer products and services using GreenState Wealth Management, and may also be employees of GreenState Credit Union. These products and services are being offered through LPL or its affiliates, which are separate entities from and not affiliates of GreenState Credit Union or GreenState Wealth Management. The GreenState Wealth Management site is designed for U.S. residents only. The services offered within this site are offered exclusively through our U.S. registered representatives. LPL Financial Registered Representatives associated with this site may only discuss and/or transact securities business with residents of the following states: AK, AZ, CA, CO, DC, FL, GA, IA, IL, IN, KS, KY, MI, MN, MO, NE, NM, NC, NV, OH, OR, PA, SC, SD, TN, TX. UT, VA, WA, WI, WY. Securities and insurance offered through LPL or its affiliates are:
| Not Insured by NCUA or Any Other Government Agency |
Not Credit Union Guaranteed |
Not Credit Union Deposits or Obligations |
May Lose Value |
GreenState Credit Union (“Financial Institution”) provides referrals to financial professionals of LPL Financial LLC (“LPL”) pursuant to an agreement that allows LPL to pay the Financial Institution for these referrals. This creates an incentive for the Financial Institution to make these referrals, resulting in a conflict of interest. The Financial Institution is not a current client of LPL for brokerage or advisory services. Please visit https://www.lpl.com/disclosures/is-lpl-relationship-disclosure.html for more detailed information.